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Legal Futures was established in 1999 and is now one of the leading specialist compliance, risk and regulatory recruiters in Asia. We are a boutique recruitment agency offering focused compliance, risk and regulatory recruiting services in Japan and Hong Kong and across the Asia Pacific Region from our offices in Tokyo, Japan and Hong Kong, China. We cover a wide variety of job types for compliance professionals and recruit for compliance, risk and regulatory appointments at all levels in the banking & finance sector and our list of clients encompasses all of the major regional and global investment banks.

Our Compliance Division recruits for the full financial services industry with experience recruiting in the areas of Asset Management/Trust Banking, Corporate and Retail Banking, Insurance, Investment Banking/Securities, Private Equity and Real Estate.

We provide specialised compliance, risk and regulatory recruitment solutions throughout Asia Pacific from our offices in Tokyo, Japan and Hong Kong, China; please click the links below to show you all the latest jobs for each job type:

Below are the latest compliance, risk and regulatory jobs we are working on:

Job TitleLocation
Equities Compliance Officer, Director
Japan (Other)
Senior Compliance Manager
Hong Kong
Compliance Officer
Hong Kong
Equities Advisory Compliance Officer
Japan (Tokyo)
Compliance Officer – Program Leader
Japan (Tokyo)
Compliance Assistant - Hedge Fund
Hong Kong
Regulatory Policy Director
Hong Kong
Regional Compliance Training Director
Hong Kong
Monitoring & Surveillance Compliance, Securities
Japan (Tokyo)
Debt Advisory Compliance, AVP
Japan (Tokyo)
Regulatory Affairs (Director) - Investment Bank
Hong Kong
Compliance Manager
Hong Kong
Capital Markets Compliance Manager
Hong Kong
Head of Control Room/IDB Compliance Function
Hong Kong
Regional Compliance Manager
Taiwan,  Singapore,  Hong Kong
AML Consulting Position
Hong Kong,  China (Shanghai),  China (Beijing)
Forensic and Dispute Services Consulting Positions
China (Shanghai),  China (Beijing),  Hong Kong
Forensic Technology Positions
China (Beijing),  China (Shanghai),  Hong Kong
Head of China Compliance
China (Shanghai)
Control Room Compliance Position - VP Level
Hong Kong
Equities Compliance - Investment Bank
Hong Kong
Senior Compliance Officer
Japan (Tokyo)
Senior Corporate Banking Compliance Officer
Japan (Tokyo)
Compliance Officer, Asset Management - AVP/VP
Japan (Tokyo)
Risk Assessment Audit Manager - VP/SVP
Japan (Tokyo)


For more information about our Compliance Division (Japan) please e-mail us at compliance_japan@legalfutures.com 

For more information about our Compliance Division (ex Japan) please e-mail us at compliance_asia@legalfutures.com


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RECENT PLACEMENTS
 

Please click here to see our recent placements in Compliance... 
 

 
TESTIMONIALS
 

"As a candidate, I have found Gerard Finlay to be unusually well informed about developments in the markets, especially about highly sought after roles which are not widely publicized and for which there is not a wide search...As a candidate, my relationship with Gerard is ongoing and continuous – I do not just hear from him when there is a transaction – which makes him stand head and shoulders above other recruiters who call me."

Senior compliance candidate placed with leading European Investment Bank in Hong Kong, 2008 

 

 
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